This is an introductory course that meets the requirements of the Western Australian Government for those seeking to work as finance or mortgage brokers in Western Australia. Click here to see the WA requirements.

This is a short and effective course meeting the requirements for grant of a Restricted Finance Brokers License in WA. Our approval may be seen on the WA DOCEP website.

By itself it is not sufficient to meet the licensing requirements of the Western Australian Government. It must be studied in addition to the Certificate IV in Financial Services (Finance/Mortgage Broking) FNS40804
The content of this module is described below.

SECTION 1 THE LEGAL FRAMEWORK

Sources of Law
The Western Australian Court System
Formation, operation and termination of contracts
Elements of principal/agency agreement
Entities under which businesses may be formed and operated

SECTION 2 THE FINANCE BROKER'S CONTROL ACT 1975

The Finance Broker's Supervisory Board

SECTION 3 MAINTAINING TRUST ACCOUNTS

Introduction
Trust Accounting Basics
Trust Account Documents and Records

This course is open for enrolment